Regulatory Operations Analyst / Associate (Finance)

Key Responsibilities:

Operations Analyst - This position is within the MSUSA Derivative Operations as a member of the Regulatory Operations team.

The responsibilities for this role includes below but not limited to:

Regulatory:

• Monitoring real-time OTC reporting for completeness, accuracy, and timeliness.
• Investigate and remediate OTC reporting errors and omissions with sales/trading, middle office compliance, and technology and escalate accordingly.
• Perform and resolve T+1 trade reporting reconciliations.
• Assist with business requirement development specifications, testing, and implementation of regulatory reporting system solutions.
• Perform daily TriResolve Material terms and Exposure portfolio reconciliations and quarterly client portfolio reconciliations which may involve communicating with external counterparties and internal teams to remediate trade disputes.
• Monitor and reprocess non-OTC trade exceptions for CAT Reporting.

Experience and Skills Preferred:

• BA/BS
• Derivative Regulatory Reporting Experience
• Derivative Industry and Product knowledge
• Advanced Excel Skills and attention to detail
• Good written and verbal communication skills
• Proven analytical abilities

The expected base salary ranges from $59,000 - $90,000. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.